Don Pollard

CEO / Remote CCO

Mr. Pollard serves as the Chief Executive Officer of Intersource Consulting Group, located in New York, overseeing Compliance, Operations and Business Development for ICG. Mr. Pollard is an experienced executive with over 25 years in the financial services industry. He was an integral driver in constructing the online trading platform at Quick & Reilly, while also, at that time, navigating and maintaining the required compliance for that digital arena.


Mr. Pollard has also held executive and management roles in compliance and operations with E*Trade, Oppenheimer and Smith Barney.
Don serves as the remote Chief Compliance Officer ("CCO") for broker-dealers & registered investment advisers ("RIA"s).
Mr. Pollard is a graduate of St. Joseph's College with a B.S. in Organizational Management.
He holds the FINRA Series 24, 7, 4, 8, and 63 Licenses.

Ernie D. Kappotis

CFO / Remote FINOP

Mr. Kappotis is the Chief Financial Officer of Intersource Consulting Group, located in Greater Boston, also serving as Remote FINOP for broker-dealer clients. With twelve years of rock solid experience in broker-dealer and investment advisory compliance & accounting, Mr. Kappotis provides the analytical difference that your firm needs its consulting group to bring to the table.
​Before launching ICG with Mr. Pollard, Mr. Kappotis served in key management roles at Boston-area broker-dealers such as Detwiler Fenton & Co. and Investors Capital Corp., driving both financial & compliance efficiencies.
​After his In-House FINOP role at Detwiler Fenton, Mr. Kappotis turned the page to regulation - serving as a lead Sales Practice Examiner for FINRA's Boston District, specializing in financial examinations, and including pivotal roles in the investigations of broker-dealers and registered personnel. Therefore, he provides clients with the inside-track for various FINRA/SEC regulatory perspectives & expectations.
​Mr. Kappotis is a magna cum laude graduate of Boston College's Carroll School of Management, earning a double-major in Finance & Accounting.
​He holds FINRA Series 27 and 7 Licenses, and the NASAA Series 66 Investment Adviser license.


Patrick McKeon JD, CFP

Litigation Consulting

Expert proficiency in strategy formulation, regulatory compliance management, and new
business development. Regulatory expertise and analytical talent immediately transferable to leadership positions as senior manager or executive consultant. Comprehensive understanding of sophisticated investment vehicles and financial structures gained from over 13 years with Financial Industry Regulatory Authority, Inc. (FINRA). JD/MBA/Certified Financial Planner; Certified Hedge Professional (CHP)

Patrick received his J.D. from New England School of Law an M.B.A from Fairleigh Dickinson University and a B.S. in Finance from Fairfield University.

Boston Bar Association, Massachusetts Bar Association, American Bar Association

Professional Associations & Memberships: The Hedge Fund Group; Certified Financial Planner Board of Standards, Inc Professional Associations & Memberships: The Hedge Fund Group; Certified Financial Planner Board of Standards, Inc