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Quarter of FINRA Arb Awards Went Unpaid in 2016

http://www.thinkadvisor.com/2018/02/09/quarter-of-finra-arb-awards-went-unpaid-in-2016 Steps by Congress or the SEC should also be considered to remedy the unpaid arb award problem, FINRA said A quarter of all Financial Industry Regulatory Authority customer arbitration cases that awarded damages went unpaid in 2016, according to a just released discussion paper by FINRA. Andrew Stoltmann, president of the Public Investors Arbitration […]