Your firm’s Financial and Operations Principal (FINOP) should do more than file your broker=dealer’s FOCUS reports. At Intersource, we believe the FINOP should be a financial expert in the securities industry, with the requisite FINRA licensure and regulatory experience, and serve as the comprehensive accounting source for your overall business.
Intersource will provide your broker-dealer with a registered Series 27 Remote FINOP, who will manage the financial operations of your firm as its CFO through a secure, on-line general ledger interface. Our efficient methodologies will add to your firm’s bottom line by avoiding the need to hire senior level in-house accountants, and by performing the in-depth analysis necessary to drive overall profitability.
Intersource customizes its financial consulting services to the specifications of your firm’s needs and expectations. If you have qualified accounting personnel maintaining the required financial books & records on an ongoing basis, we will utilize that data to continously assess net capital through our secure platform in order to supervise your financial operations.
If your firm seeks more comprehensive services, Intersource has the scope to prepare your annual or quartelry financial statements, or even to maintain your general ledger on a daily basis. Our goal is to make your FINOP an invaluable resource, not solely a cost-effective gap filler.