Meet our team
Behind every service we provide is a dedicated team of professionals, each bringing their unique expertise and enthusiasm to our business.
Don Pollard
dpollard@intersourcecg.com
631-721-3541
Based in the Greater New York area, Chief Compliance Officer / Chief Executive Officer of Intersource Consulting Group LLC, where he provides Remote Compliance services to broker-dealers throughout the United States.
With more than 30 years of experience in the financial services industry. He has held leadership positions with Quick & Reilly, E*TRADE, Oppenheimer, and Smith Barney.
Don holds the FINRA Series 24, 7, 63, 4, and 8 licenses and specializes in regulatory compliance, supervisory systems, anti-money-laundering programs, and FINRA examinations.
Ernest (Ernie) Kappotis
ekappotis@intersourcecg.com
978-335-7015
Based in the Greater Boston area, serves as Chief Financial Officer of Intersource Consulting Group LLC, where he provides Remote FINOP services to broker-dealers throughout the United States.
With more than 20 years of experience in the broker-dealer industry, Ernie provides clients with the expertise necessary to establish strong financial controls, and effectively manage financial reporting obligations.
Before joining Intersource, Ernie served as an examiner with FINRA in Boston, where he conducted financial and operational examinations of broker-dealers.
He holds the FINRA Series 27 and Series 7 licenses, as well as the NASAA Series 66 license