Launch Your Pre-IPO Investment Fund with Confidence

Regulatory, Compliance, and Operational Support for Emerging Fund Managers

Launching a pre-IPO investment fund involves far more than identifying attractive private companies. Sponsors must navigate complex securities regulations, establish an appropriate legal and operational structure, implement compliance policies, and prepare institutional-quality offering documents.

Intersource Consulting Group works with fund sponsors, investment advisers, attorneys, and broker-dealers to help establish and support private investment funds focused on late-stage private companies and secondary market opportunities.

Whether you are launching your first fund or expanding an existing platform, we provide practical guidance throughout the formation process.

888-584-9002

Our Services

Intersource Consulting Group assists fund sponsors with pre-IPO fund formation, Regulation D offerings, private placement memorandums, compliance infrastructure, and operational consulting for private investment funds.

Fund Formation Consulting

We assist clients in evaluating and implementing the appropriate fund structure, including:

  • Delaware limited liability companies
  • Delaware limited partnerships
  • Closed-end private investment funds
  • Single-fund and multi-fund platforms
  • Manager and general partner entity formation
  • Operational infrastructure planning

Regulation D Offerings

                                                                       We assist with private offerings conducted under:

  • Rule 506(b)
  • Rule 506(c)
  • Section 4(a)(2)

Our services include guidance on:

  • Accredited investor requirements
  • General solicitation considerations
  • Subscription procedures
  • Form D filing coordination
  • Blue Sky filing coordination

 

Call: 888-584-9002

Private Placement Memorandums (PPMs)

We assist clients and their legal counsel with the development and organization of offering documentation, including:

  • Private Placement Memorandums
  • Executive Summaries
  • Risk Factors
  • Offering Summaries
  • Subscription Documents
  • Investor Questionnaires
  • Accredited Investor Certifications
  • AML/KYC documentation

Frequently Asked Questions

What is a pre-IPO investment fund?

A pre-IPO fund is a private investment vehicle that invests in privately held companies before they become publicly traded, often through primary financings or secondary market transactions.

Should my fund use Rule 506(b) or Rule 506(c)?

The appropriate exemption depends on your capital-raising strategy, intended investor base, and whether you plan to engage in general solicitation. We can help you understand the operational implications and coordinate with legal counsel.

Can you draft legal documents?

We can assist in organizing offering materials and coordinating the preparation process. Final legal documents should be prepared or reviewed by qualified securities counsel.

Do you help with ongoing compliance?

Yes. We provide ongoing compliance consulting, operational support, and regulatory guidance after the fund is launched.